FSC convened a colloquium for chief internal auditors of securities investment trust enterprises on October 6, 2023
2023-10-27
In order to strengthen the communication with securities investment trust enterprises and improve the effectiveness of internal audit mechanisms, the FSC held a colloquium for chief internal auditors of 38 securities investment trust enterprises on October 6, 2023
The session topics included the introduction of primary examination findings of investment fund trading and execution (including conflicts of interest), recent regulation amendments and supervision focuses. The FSC also promoted the importance of anti-vote buying and gender equality.
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Update:
2023-10-27