1. Violation of Article 17, paragraph 1 of the Securities Investment Trust and Consulting Act
Lin XX, Representative of Hua Nan Investment Trust Corp.

2. Violation of Article 17, paragraph 1 of the Securities Investment Trust and Consulting Act
Ma XX, Representative of PineBridge Investments Management Taiwan Limited

3. Violation of Article 5, paragraph 2 of the Regulations Governing Futures Advisory Enterprises
Hsu XX, Representative of E-invest Security Investment Consultant Co., LTD.

4. Violation of Article 30, paragraph 1 of the Regulations Governing the Acquisition and Disposal of Assets by Public Companies 
Chou XX, Responsible Person of Xinyi Realty Inc.

5. Violation of Article 22-2, paragraph 1 of the Securities and Exchange Act
Wu XX, Managerial officer of Chinatrust Financial Holding Co., Ltd

6. Violation of Article 22-2, paragraph 1 of the Securities and Exchange Act
Mou XX, Managerial officer of LCY Chemical Corp.

7. Violation of Article 7, paragraph 3 of the Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies 
Chung XX, Responsible Person of Astral Epoch International Corp.

8. Violation of Article 25, paragraph 1 of the Securities and Exchange Act
Hsu XX, Responsible Person of Pontex Polyblend Co., Ltd.

9. Violation of Article 22-2, paragraph 1 of the Securities and Exchange Act
Lin XX, Managerial officer of Yuanta Futures Co., Ltd.

10. Violation of Article 36, paragraph 7 of the Securities and Exchange Act
Tsai XX, Responsible Person of Auria Solar Co., Ltd.

11. Violation of Article 36, paragraph 7 of the Securities and Exchange Act
Lu XX, Responsible Person of Kao Hsing Chang Iron & Steel Corp.

12. Violation of Article 28-2, paragraph 6 of the Securities and Exchange Act
Yao XX, Managerial officer of Long Chen Paper Co., Ltd.
 
13. Violation of Article 22, paragraph 1 of the Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies 
Yang XX, Responsible Person of Tainan Enterprise (Cayman) Co., Ltd. with a primary listing on the TWSE

14. Violation of Article 22, paragraph 1 of the Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies 
Chung XX, Responsible Person of Astral Epoch International Corp.