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FSC convened a colloquium for chief internal auditors of securities investment trust enterprises on October 28, 2022

In order to strengthen the communication with securities investment trust enterprises and improve the effectiveness of internal audit mechanisms, the FSC held a colloquium for chief internal auditors of 39 securities investment trust enterprises on Oct.28, 2022.

The session topics included the introduction of primary examination findings, recent regulation amendments and supervision focuses . The FSC also promoted the issues of anti-corruption elections and gender equality.

During the meeting, the FSC exchanged a wide range of opinions on topics, including recent supervisory issues and critical audit matters with all participants. With two-way communication, it allowed financial institutions to gain a better understanding about the supervisory concerns and the examination focuses.

Visitor: 355   Update: 2023-01-04
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