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Revising financial examination manuals

According to amendment of financial regulations and examination practice requirements, the FEB revises financial examination manuals for the third quarter of 2019 (base date: September 30, 2019) and compiles the financial examination manuals for "insurance agent companies and insurance broker companies" and "specialized electronic payment institutions".

The FEB has compiled financial examination manuals for fourteen industries. Except that electronic stored value cards issuers, specialized credit card business institutions and insurance agent companies and insurance broker companies examination manuals are revised yearly, the remaining industries examination manuals are revised quarterly. These manuals are divided into two categories: "Complete version" and "Revised version". "Complete version" shows the full contents of financial examination manuals as of the current quarter (year). "Revised version" shows updated information quarterly (yearly). Please refer to the "Financial Examination Manuals" section under the Examination Info.

In addition, the FEB has revised the AML/CFT Compliance Examination Manual for Securities Firms.

Visitor: 797   Update: 2019-11-13
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